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helping professionals meet dodd frank MSRB FINRA SEA

Whether using DIVER solutions to enhance credit research or to improve compliance across the firm, our offerings are tailored to meet the unique needs of professionals across the fixed income municipal market.

Portfolio & Risk Managers

Leveraging current economic and demographic data, DIVER Analytics  helps you gain new insights into portfolio holdings through visualization and analytical tools.

Why Choose DIVER Analytics?

  • Highlight and Manage Risks within Your Portfolios
  • Enhance Credit Research Capabilities
  • Save Time and Money
  • Improve Internal and Client Presentations with Powerful Graphics, Robust Datasets and Comparative Analysis on Holdings

Credit Analysts

Used by credit analysts of leading banks, asset managers, insurance companies, hedge funds and a growing community across firms focused on the Municipal Fixed Income market, DIVER Analytics  leverages current economic and demographic data to give new insights into portfolio holdings through visualization and analytical tools.

Why Choose DIVER Analytics?

  • Highlight and Manage Risks within Your Portfolios
  • Enhance Credit Research Capabilities
  • Save Time and Money
  • Improve Internal and Client Presentations with Powerful Graphics, Robust Datasets and Comparative Analysis on Holdings

When supporting the Advisory and Wealth Management networks across your firm, DIVER Advisor  is a platform for efficient and effective dissemination of credit research, by CUSIP, directly to the Financial Advisor’s desktop. It also helps drive credit research by providing feedback on activity by the Financial Advisor.

Why Choose DIVER Advisor?

  • Ensure Timely Response to FA Research Requests
  • Reduce Queries by Linking Your Research and Analysis to the CUSIP Accessed by the Advisor
  • Assign Credit Metrics and Data by Sector along with Relevant Issuer-Based Credit Notes
  • Annex Reports and Credit “Alerts”
  • Drive Credit Research – Summary of FA Activity is Delivered Right to You

 DIVER Data Solutions  allows you to access our efficient, in-depth data management, problem-solving and analysis. Eliminate time-intensive data gathering, analysis and research. Leverage our data-gathering and quality-control expertise. DIVER Data Solutions frees you to focus on credit analysis and portfolio management, and drives better decision-making, client advice and adherence to regulatory requirements.

 Why Choose DIVER Data Solutions?

  • Access our efficient, in-depth data management, problem-solving and analysis
  • Eliminate time-intensive data gathering, analysis and research
  • Give yourself more time to focus on credit analysis and portfolio management

 


Legal & Compliance Professionals

DIVER Advisor's  simple to generate CUSIP-driven reporting module supports adherence to MSRB Rules, SEA and FINRA examination requirements and protects the firm by providing a network-wide compliance infrastructure.

Why Choose DIVER Advisor?

  • Delivers "Material Information Reasonably Accessible to the Market"
  • Supports MSRB's New Rule G-47 Time-of-Trade Disclosure
  •  Supports MSRB's Amended Rule G-19 Suitability
  • Addresses Supervisory Obligations MSRB's Rule G-27/ FINRA Rule 3110
     
Legal and compliance professionals can also rely on DIVER Analytics  for compliance support with Dodd- Frank 939A and OCC 12 CFR Parts 1 and 160. Analysts can leverage the data and tools when measuring credit worthiness of municipal bonds at the time of purchase and while held in the portfolio.                                                                                                                                        

 Why Choose DIVER Analytics?

  • Supports Organizational Compliance with Dodd-Frank 939A and OCC 12 CFR Parts 1 and 160
  • Provides the Means to Formulate Alternatives to Measure the Credit Worthiness of Municipal Bonds

Financial Advisors & Private Wealth Managers

DIVER Advisor  gives you real-time insight to your client’s holdings by bringing alerts and research from your Credit Analyst direct to your desktop in a consolidated view. This solution also helps improve customer satisfaction through timely delivery of easy to access CUSIP-driven reports, which support compliance with the latest regulatory requirements.

Why Choose DIVER Advisor?

  • Increase Customer Satisfaction with Real-Time Alerts on Your Client’s Holdings
    • Rating Changes
    • Critical Issuer Disclosures
    • Market Trade Activity
  • Generate Comprehensive Client-Ready Reports by Simply Entering the CUSIP
  • Ensure Protection through Pre- and “Time of Trade”-Reports Supporting FINRA, MSRB and SEA Mandates